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RIA / Wealth ManagementIn-Person
2026 Investment Adviser Compliance Conference
Investment Adviser Association
Register Now →About This Event
A comprehensive, two-day, in-person program that provides investment advisers with up-to-date information on the changing regulatory landscape. Features speakers including SEC officials, investment adviser industry professionals, legal experts, and IAA legal team. Participants gain practical insights and knowledge of best practices for maintaining a successful compliance program.
Location
Event Details
- Years Running
- 5
- Scope
- Two-day, in-person program for investment advisers on regulatory landscape and compliance best practices
- Top Sponsors
- ACA Global, Schwab, Norm.ai, Advent, Berkshire Global, Egnyte, Fairview Invest, Red Oak Compliance, Salus GRC, Wolf and Co
Featured Speakers
SEC officialsinvestment adviser industry professionalslegal expertsand the IAA legal team